Investment Management

investment management

As a part of our Ongoing Services, we provide the option to delegate the investing activities to our team.  This includes:

  • Regular performance reviews
  • Behavior and Values analysis
  • Risk Tolerance
  • A personalized Investment Policy designed to keep you moving Forward.
Check out our list of investment types we can manage (or provide advice).
  • Traditional, Roth, and Inherited IRAs
  • 401(k)
  • 403(b)
  • TSP
  • 457s
  • Deferred Compensation Plans

These are also known as Taxable Brokerage Accounts or Non-Retirement Accounts

  • Individual investment accounts
  • Joint investment accounts

Whether you’re a business owner or a 1099 contractor, we review these options as a way for you to save more in a tax efficient way!

    • SEP IRAs
    • SIMPLE IRAs
    • Solo 401(k)

We can analyze and provide advice on these (we do not manage these)

    • Stock Options
    • Restricted Stock Options
    • Employee Stock Purchase Plans (Qualified and Non-Qualified)

These entities can have complicated needs and involve the appropriate professionals (i.e. attorneys).  While we do not practice law, we are here to help you and your team that does ensure you are provided with comprehensive services. 

We include these assets in your financial plan and can partner with you on the financial advisory needs of these entities.

We can provide advice on your investments related to these goals as well! 

These include:

  • 529 Plans
  • UTMAs

OUR PHILOSOPHY

 “It is not about timing the market, but about time in the market” – Warren Buffett

We use a passive investment approach in our advice because your investments are a component of your plan…NOT THE PLAN ITSELF!!!

We focus on:

  • Minimizing Fees
  • Asset Diversification
  • Asset Location
  • Tax-Efficiency
  • Behaviors and market understanding
Retirement Planning